New York Law Journal
...The U.S. Supreme Court ruled that a district court should not have certified...
... Shortly thereafter, the U.S. Securities and Exchange Commission (SEC) adopted Regulation AC, which...
...22 of the Commodity Exchange Act (the...CEA"), 7 U.S.C. §...Capital LLC, Thor Futures LLC, and Thor...
...from the U.S. Department...and Exchange Commission with respect...in the future appear unlikely...securities and commodities fraud, investment...
...and palladium futures markets and...to 28 U.S.C...her Futures Commission Merchant, from...a registered commodity pool operator...and commodity trading advisor ("...
...the Securities Exchange Act of 1934 (the "Exchange Act"), 15 U.S.C. §78j(b); Rule 10b-5, promulgated thereunder, 17 C...
...Supp. 2d 1380, 1381 (J.P.M.L. 2011); see also 28 U.S.C. §1407 (2006). On June 29, 2012, defendants...
...2004, the Securities and Exchange Commission ("SEC") commenced this...the Exchange Act"), 15 U.S.C. §§78j...
...of federal law under the Commodities Exchange Act and the Securities...LLC; Thor Capital, LLC; Thor Futures, LLC; Thor Opti-Max Fund...
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