...Monte, Jones was responsible for Securities and Exchange Commission reporting and compliance, corporate governance...
...plaintiffs (except those with outside investment managers) cannot trade any of the securities of the corporations at issue without their counsel's prior approval, as...
...cyber risks and cyber security incidents.1 More recently, in 2013, the SEC and Commodity Futures Trading Commission (CFTC) jointly issued Identity...
Daily Business Review
...U.S. Commodity Futures Trading Commission data show. That...months earlier, a Securities and Exchange Commission...
...crisis and efforts to reduce future systemic risks to the financial...and 4) Commodity Futures Trading Commission (CFTC) regulation of investment advisers...
...market place about Commission priorities and protect...investors in the future by preventing a...each subsection of Securities Act Section 17...
Originally Published: Legal Blogs
...damaged thereby. Plaintiffs assert violations of: (1) Section 10(b) of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 10b-5...
In his Antitrust column, Elai Katz, a partner of Cahill Gordon & Reindel, writes that the U.S. Supreme Court ruled that a district court should not have certified a class of cable subscribers asserti
As anticipated, since the federal Pooled Registered Pension Plans Act came into force December 14, 2012, several provinces have followed suit and tabled legislation to implement the new kind of porta
Originally Published: Legal Blogs
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