National Law Journal
...a 2006 D.C. Circuit Court of Appeals ruling, Goldstein v. SEC that invalidated the U.S. Securities and Exchange Commmission's hedge...
Conservative politicians were already raising hell about the controversies surrounding Attorney General Eric Holder Jr. Now they're raising money, too. Plus: a vacancy at the SG's office, DOJ fights
...series of ill-fated decisions that led to the rules violations, the SEC alleged. The agency noted that after the problems emerged, senior...
...Facebook Inc.'s initial public offering and subsequent trading. The SEC called the penalty "the largest ever against an exchange."...
...to prevent bribery. The number of declinations, culled primarily from SEC filings, supports that trend, she said. The report traced a...
...of the investor funds, paid $106 million in June to resolve the SEC case. In multidistrict litigation brought by investors who alleged the banks improperly...
National Law Journal
National Law Journal
...34;The unprecedented use of non-prosecution agreements by both DOJ and SEC reflects these efforts and is a direct result of the terrific tone...
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