The focus this week was on the proposed SEC budget as new SEC Chair Mary Jo White told a House subcommittee that the agency needs about a 26% increase. Part of the additional funding is to hire almos
Originally Published: Legal Blogs
...a proceeding before Hong Kong's Market Misconduct Tribunal. The SFC had targeted New York hedge fund Tiger Asia for alleged insider trading...
...Kong’s Market Misconduct Tribunal. The SFC had targeted New York hedge fund Tiger Asia for alleged insider trading...
...chief executive Ashley Alder, a former Herbert Smith Asia managing partner, the SFC has taken a more aggressive tack. Alder has proposed investment banks be...
...chief executive Ashley Alder, a former Herbert Smith Asia managing partner, the SFC has taken a more aggressive tack. Alder has proposed investment banks be...
...would be bound by the judgment. Plaintiff further relied on Financial Freedom, SFC v. Cooper, 21 A.3d 1229 (Pa. Super. 2011), in which the...
...to be bound by the judgment. Just as petitioner in Financial Freedom, SFC v. Cooper, 21 A.3d 1229 (Pa. Super. 2011), petitioner here acquired...
...regulatory regime than the United States or the United Kingdom, with the SFC generally regarded as less aggressive than the U.S. Securities and Exchange...
...at the firm now known as Herbert Smith Freehills. The SFC recently announced a new Companies Bill that would make auditors criminally liable...
...financial regulatory stance that Hong Kong’s Securities & Futures Commission has adopted...
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