New York Law Journal
...in place to deal with this economic reality. It recommended that one agency should be given the authority to coordinate clearing and credit mechanisms; margin...
...the heads of the Fed, FDIC, OCC, SEC, CFTC, National Credit Union Association (NCUA), Federal Housing Finance Agency (FHFA) and Consumer Financial Protection Bureau (CFPB...
In her Securities Regulation column, Roberta S. Karmel, a professor at Brooklyn Law School and a former commissioner of the SEC, discusses single stock circuit breakers, the prohibition on naked acce
...control derivatives exchanges. In separate comment papers sent to each agency last week, Christine Varney, who heads the Justice Department's Antitrust Division...
...political winds in Washington favored deregulation, some academics advocated competition between regulatory agencies as a method for reaching an appropriate regulatory result. Analogies were made...
...SEC-CFTC jurisdictional disputes were decades old, the Blueprint animated the case for streamlined regulation by calling for the outright merger of the two agencies...
...have advocated that all of the bank regulatory agencies also be merged into a combined SEC-CFTC to create a business conduct regulator....
...the halls of Congress, the Securities and Exchange Commission (SEC) and other agencies is leading Washington's key decisionmakers toward a major restructuring of the...
Stephen J. Crimmins, a partner with Mayer Brown, writes: With the mother of all Ponzi schemes following closely on the heels of the subprime meltdown and the auction rate securities seize-up, Congres
...oversight would "end our balkanized framework of overlapping and competing regulatory agencies"; • a new system would regulate financial institutions "...
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