...to prevent a reoccurrence of these events, effective May 5, 2010, the SEC adopted revisions to Rule 2a-7. The revisions include: ...
Edward F. Greene, senior counsel at Cleary Gottlieb Steen & Hamilton, and Elizabeth L. Broomfield, an associate at the firm, write that 2013 has proven to be a time of great transformation and contro
In her Securities Regulation column, Roberta S. Karmel, Centennial Professor of Law and codirector of the Center for the Study of International Business Law at Brooklyn Law School, writes that althou
Stephen Bier, Robert Ledig and Gordon Miller of Dechert write that the Financial Stability Oversight Council spent 2010 and 2011 largely engaged in the process of establishing policies and procedures
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