In their Secured Transactions column, Alan M. Christenfeld, senior counsel at Clifford Chance, and Barbara M. Goodstein, a partner at Mayer Brown, write that the Dodd-Frank Wall Street Reform and Con
Edward F. Greene, senior counsel at Cleary Gottlieb Steen & Hamilton, and Elizabeth L. Broomfield, an associate at the firm, write that 2013 has proven to be a time of great transformation and contro
In her Securities Regulation column, Roberta S. Karmel, Centennial Professor of Law and codirector of the Center for the Study of International Business Law at Brooklyn Law School, writes that althou
In tomorrow's Outside Counsel, Cleary Gottlieb Steen & Hamilton partner Joon H. Kim discusses the SEC's responses to the growing allegations of accounting and other fraud at U.S.-listed Chinese compa
In her Securities Regulation column, Roberta S. Karmel, a professor at Brooklyn Law School and a former commissioner of the SEC, discusses single stock circuit breakers, the prohibition on naked acce
Claudius O. Sokenu, a partner at Arnold & Porter, and Jessica L. Medina and Tiffany A. Archer, associates at the firm, write: Multijurisdictional investigations tend to multiply the magnitude of comp
...process. In December 2004, the International Organization of Securities Commissions (IOSCO) published a voluntary code of practice for CRAs.5 It...
Roberta S. Karmel, Centennial Professor and codirector of the Dennis J. Block Center for the Study of International Business Law at Brooklyn Law School, writes that every financial crisis, such as th
...regime on all issuers world wide, the International Organization of Securities Commissions (IOSCO) developed a template for basic disclosure standards and the International Accounting Standard...
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