...in 2011, the Securities and Exchange Commission issued guidance concerning disclosure...in 2013, the SEC and Commodity Futures Trading Commission (CFTC) jointly...
...business (investment advisers, mutual funds, exchange traded funds, hedge funds and...in hedge funds, and 4) Commodity Futures Trading Commission (CFTC) regulation...
Daily Business Review
...the 24 commodities in the Standard & Poor's GSCI Spot Index. Gold was down 19 percent. Holdings in exchange-traded products...
Daily Business Review
...on May 14, U.S. Commodity Futures Trading Commission data show...Inc. in cutting holdings of exchange-traded products in the first...
...thereby. Plaintiffs assert violations of: (1) Section 10(b) of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 10b-5 promulgated...
...34; related to the "issuance, distribution, exchange, sale, negotiation or purchase…of any securities or commodities."7 In...
...34; related to the "issuance, distribution, exchange, sale, negotiation or purchase…of any securities or commodities."7 In...
In his Antitrust column, Elai Katz, a partner of Cahill Gordon & Reindel, writes that the U.S. Supreme Court ruled that a district court should not have certified a class of cable subscribers asserti
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