Corporate Counsel
...counsel at the Securities and Exchange Commission. JOE...GC at the U.S. Commodity Futures Trading Commission, is now...
...2008 and the head of the Enforcement Division of the U.S.Commodity Futures Trading Commission from 1995 to 1999, will become the SEC's...
Originally Published: Corporate Counsel
The Daily Report
...who meet certain requirements found in section 2h(7) of the Commodity Exchange Act, as amended by Dodd-Frank. For more information, see Gibson...
...For decades, most companies didn't worry much about the Commodity Futures Trading Commission, an obscure regulatory backwater whose lawyers brought a few...
...who meet certain requirements found in section 2h(7) of the Commodity Exchange Act, as amended by Dodd-Frank. For more information, see Gibson...
...a rule adopted by the Commodity Futures Trading Commission last year...knock out a Securities and Exchange Commission rule that would have...
...Office of the Comptroller of the Currency, the Securities and Exchange Commission, and the Commodity Futures Trading Commission (which will produce its own version of...
The Daily Report
Federal enforcement authorities should give much more systematic credit to effective corporate compliance programs when making decisions about criminal prosecutions, including nonprosecution or defer
...has ever been found by a self-regulatory organization or a commodities exchange to be involved in a violation of its own rules....
When JPMorgan Chase confirmed a $2 billion trading loss, the resulting flood of commentary quickly focused on the so-called Volcker Rule, intended to place prohibitions on risky bets at banks
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