Corporate Counsel
...Rosita H.Y. Lee, and Adam Rachlis.Financial institutions:H. Rodgin Cohen.CFTC issues:David Gilberg.SEC issues:Frederick Wertheim.Tax:Nicolas de Boynes, Michael...
The Daily Report
...see Gibson Dunn's client alert: "Impact and Analysis of the CFTC's Final Rule Relating to the End-User Exception to the Clearing...
...is starting to roar. The Dodd-Frank Act put the CFTC on the map, and in the past year, enforcement efforts by agency...
As 2012 comes to a close, we have a quick cheat sheet to help in-house lawyers at public companies get up to speed for 2013
...Commission last year to restrict speculative trading. The rule, based on the CFTC's interpretation of the Dodd-Frank Act, capped the number of derivatives...
...allegations came by way of the Commodity Futures Trading Commission, which in...
Federal enforcement authorities should give much more systematic credit to effective corporate compliance programs when making decisions about criminal prosecutions
Federal enforcement authorities should give much more systematic credit to effective corporate compliance programs when making decisions about criminal prosecutions, including nonprosecution or defer
The government should take compliance programs into account when things go awry
A year and a half after becoming law, the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 continues to generate consternation, even as some of its provisions are being rethought and
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