Bradley J. Bondi and Emily J. Rockwood of Cadwalader, Wickersham & Taft write that although a decade has passed since Sarbanes-Oxley became law, the SEC has brought only a few actions under Section 3
...Plaintiff, Phillip Leshinsky, alleges that Defendants Telvent GIT, S.A., Telvent Farradyne, Inc., Telvent Caseta, Inc., Glenn Deitiker, and Alfredo Escriba (collectively, "Defendants"...
...A. Fraser ("Fraser") sues Defendants Fiduciary Trust Company International ("Fiduciary"), Franklin Resources Inc. ("Franklin"), and seven individual employees of Fiduciary and Franklin (the "Individual Defendants...
...Plaintiff Fernando Portes ("Portes") brings this action against Defendant Wyeth Pharmaceuticals, Inc. ("Wyeth") pursuant to the whistleblower provision of the Corporate and Criminal Fraud...
Philip M. Berkowitz, a partner at Nixon Peabody, writes that employees have sought to extend SOX's whistleblower protection ? with mixed success ? to mere workplace matters, such as complaints about
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